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Regulation NMS
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#	Item
351	June 22, 2011 By Electronic Mail (rule-comments@sec-gov) Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-23 14:15:19 Investment Regulation NMS Order Alternative Trading Systems Day trading Algorithmic trading Flash Crash Futures contract Bid–offer spread Financial markets Financial economics Finance
352	Janet McGinness EVP & Corporate Secretary VIA E-MAIL AND FEDERAL EXPRESS July 17, 2013 Ms. Elizabeth M. Murphy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-18 15:22:13 Economy of the United States Investment United States securities law Self-regulatory organizations 73rd United States Congress Regulation NMS Chicago Stock Exchange Securities Exchange Act National market system plan Financial markets United States Securities and Exchange Commission Financial economics
353	Janet McGinness EVP & Corporate Secretary VIA E-MAIL AND FEDERAL EXPRESS July 17, 2013 Ms. Elizabeth M. Murphy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-18 15:25:29 Investment Economy of the United States Stock market Regulation NMS Finance Short selling Securities Exchange Act Chicago Stock Exchange Order Financial markets Financial economics United States Securities and Exchange Commission
354	71 Broadway, 2K New York, NY 10006 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-24 14:13:35 Finance Flash Crash Order Dark liquidity Futures contract Volatility Regulation NMS Derivative Short Financial markets Financial economics Investment
355	November 30, 2012 By Electronic Mail Mr. Robert Cook Director Division of Trading and Markets Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-13 13:25:14 Financial system United States Securities and Exchange Commission United States securities law Self-regulatory organizations Securities Securities Industry and Financial Markets Association Regulation NMS Order U.S. Securities and Exchange Commission Financial economics Investment Stock market
356	Janet McGinness Senior Vice President – Legal & Corporate Secretary Legal & Government Affairs 20 Broad Street New York, New York 10005 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-22 12:00:06 United States Securities and Exchange Commission United States securities law New York City NYSE Arca New York Stock Exchange Securities Exchange Act Regulation NMS Direct Edge Chicago Stock Exchange Economy of the United States NYSE Euronext Self-regulatory organizations
357	Deutsche Bank 1/1 Deutsche Bank Securities Inc. 60 Wall Street Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-24 14:09:26 Finance Stock market United States Securities and Exchange Commission Short selling Regulation NMS Flash Crash Order Securities Exchange Act Futures contract Financial economics Financial markets Investment
358	Microsoft Word - swunsch2148 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-07 14:27:40 Finance Financial markets Mathematical finance Economy of the United States Regulation NMS Flash Crash High-frequency trading Order Electronic communication network Stock market Financial economics Investment
359	NVSE EURONEXT Janet McGinness EVP & Corporate Secretary General Counsel, NYSE Markets Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-28 12:15:08 Investment Stock market Economy of the United States United States securities law Self-regulatory organizations Regulation NMS Chicago Stock Exchange Securities Exchange Act National market system plan Financial markets United States Securities and Exchange Commission Financial economics
360	Comment Letter on File No. S7-24-89 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-09 10:09:55 Self-regulatory organizations United States Financial regulation Financial Industry Regulatory Authority NASDAQ NYSE Euronext U.S. Securities and Exchange Commission Regulation NMS Securities Exchange Act United States securities law Economy of the United States United States Securities and Exchange Commission

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